This course walks you through the compliance essentials and helps you navigate the various compliance challenges and roadblocks. In addition to that, it prepares you in taking on the compliance journey in getting the right start towards the formulation of an effective compliance program.
The Course: Learning Outcomes & Takeaways:-
- Taking cognisance of the Compliance construct in financial services and how Compliance can work for you
- Understand how Compliance impacts industries and firms and why Compliance is a critical business function
- Learn how good compliance practices sustain the well-being of a firm’s legal, regulatory, reputational, and financial standing
- Recognize the fundamental components, techniques, and strategies for building an effective and sustainable compliance program
- Understanding regulatory hotspots and expectations
- Building a culture of compliance via integrating Governance, Risk, and Ethics practices
Participation is exclusive to Labuan industry players. For enquiries/registration, please contact [email protected].
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Raj Pillay, Managing Consultant, Compliance Vigilance
Raj Pillay, Managing Consultant, Compliance Vigilance
Mr. Raj Pillay is a senior practitioner, trainer, advisor and consultant in the field of Compliance (including AML/CFT), Governance, Ethics & Risk. He was also a general counsel with various financial institutions. He is a U.K. law graduate and as well holds qualifications from the London Institute of Banking & Finance. He is also a Harvard Business School certified practitioner in the field of Risk and Controls that provides a risk framework that links strategy, organisational effectiveness and control.
Mr. Raj Pillay has worked with a top global bank, local and regional banks, other financial institutions and with the Malaysian financial regulators’ advisory arm. His professional background spanning more than 20 years includes overseeing various senior management functions in the areas of Compliance, Governance and Legal.
His training and consultancy services have been provided to a multitude of business segments within the financial services sector including the regulators, with audiences ranging from the ground level to management and boards of directors.
